Full Time
Posted 4 weeks ago
Pillars Recruitment

Assistant Manager Investigations Global Operations

Job Main Duties:

Assistant Manager Investigations Global Operations

Job Description:

The Role of Assistant Manager, GDoI Team includes but is not limited to the following:
To understand varied disclosure regulations across jurisdictions with respect to shareholdings and holdings in sovereign bonds and utilize the knowledge in ensuring the Group’s compliance to the regulations
To have knowledge of capital market including but not limited to various instruments traded, corporate actions and implications of such corporate actions, trade life cycle, various business, trading and booking models of the business and apply the knowledge in monitoring activity in order to take correct decision.
To perform daily monitoring and investigations ensuring the best quality and adherence to the strict regulatory deadlines
To identify system or data related issues, escalate to the IT Support and DOI Management team.
To ensure accuracy of information shared with the stakeholders / submitted to competent authorities globally.
To ensure appropriate record keeping through case management tool
Instigate escalation procedures for any identified potential regulatory breaches

Knowledge & Experience / Qualifications (For the role

Knowledge & Experience / Qualifications (For the role – not the role holder. Minimum requirements of the role.)

Knowledge of Financial Markets specifically Equity & Fixed Income products
Ability to understand various Regulations across the globe
Good command of both verbal and written English
Ability to analyze data from every aspect and arrive at logical conclusions
Eye for detail to ensure accuracy of work
Attention to details and good analytical skills
Strong interpersonal skills and ability to build and maintain relationships
Ability to manage good relationships with colleagues, management and stakeholders
Excellent time management and prioritization of tasks
Able to deal with a very dynamic business where various factors will have an impact on work. Nature of business is such that any error committed exposes the Group to Financial, Reputational and Operational Risks
Self-motivated, enthusiastic and proven quick learning capability
Requires ability to problem solve issues arising on a day-to-day basis
Committed to completion of tasks
Flexibility to work in different shifts

Highly Desirable

At least two years of experience in a role relating to monitoring & notifying disclosures in compliance of regulations pertaining to Substantial Shareholding, Short Selling, Takeovers & Mergers & Sensitive Industries
Understanding of the different Business Lines of Financial institutions


Experience in roles within a Risk / Compliance / Regulatory framework / Trade Reporting
Experience in a role that drives IT System enhancements
Excellent Knowledge of MS Office products and demonstrate skills of their use

Job Features

Job CategoryFinance - Accounting
Job LevelSenior Managers , Directors & Executives

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